SEC Form 4 · accession 0001140361-15-022939
NN INC · NNBR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Steven T Warshaw
Director
Period of report
Jun 1, 2015
Accepted (ET)
Jun 2, 2015 · 7:32 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000918541
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jun 1, 2015 | M | 2,000 | $11.61 | A | 44,400 | D | |
| Common Stock | Jun 1, 2015 | S | 2,000 | $27.55 | D | 42,400 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy)F3 | $11.61 | Jun 1, 2015 | M | 2,000 | D | — | Aug 19, 2015 | Common Stock | 2,000 | 0 | D |
Explanation of responses
- F1Corresponds to option exercise price.
- F2The sales reported in this Form 4 were shares acquired pursuant to an exercise of a stock option in advance of the expiration date of the option.
- F3The option vested in three equal installments on August 19, 2006, 2007 and 2008.