SEC Form 4 · accession 0001140361-15-020732
NN INC · NNBR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Steven T Warshaw
Director
Period of report
May 14, 2015
Accepted (ET)
May 18, 2015 · 5:39 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000918541
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 14, 2015 | M | 2,000 | $11.61 | A | 44,400 | D | |
| Common Stock | May 14, 2015 | S | 1,000 | $27.50 | D | 43,400 | D | |
| Common Stock | May 14, 2015 | S | 1,000 | $28.00 | D | 42,400 | D | |
| Common StockF1 | May 15, 2015 | M | 1,000 | $11.61 | A | 43,400 | D | |
| Common Stock | May 15, 2015 | S | 1,000 | $28.16 | D | 42,400 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy)F3 | $11.61 | May 14, 2015 | M | 2,000 | D | — | Aug 19, 2015 | Common Stock | 2,000 | 5,000 | D |
| Stock Options (Right to Buy)F3 | $11.61 | May 15, 2015 | M | 1,000 | D | — | Aug 19, 2015 | Common Stock | 1,000 | 4,000 | D |
Explanation of responses
- F1Corresponds to option exercise price.
- F2The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 23, 2015. The sales reported in this Form 4 were shares acquired pursuant to an exercise of an employee stock option in advance of the expiration date of the options.
- F3The option vested in three equal installments on August 19, 2006, 2007 and 2008.