SEC Form 4/A · accession 0001140361-15-018896
NN INC · NNBR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
John C Kennedy
Director
Period of report
Mar 19, 2015
Accepted (ET)
May 11, 2015 · 6:58 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000918541
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 19, 2015 | A | 4,200 | $0.00 | A | 1,093,156 | D | |
| Common Stock | holding | — | — | — | 100 | I | By Wife | |
| Common Stock | holding | — | — | — | 20 | I | By son |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The reporting person filed Amendment No. 1 to Form 4 on March 25, 2015 ("Amendment No. 1"), which amended the reporting person's Form 4 filed on March 23, 2015 (the "Original Form 4"). Amendment No. 1 was filed to report a grant of 400 shares of restricted stock (the "Omitted Shares"), which grant was inadvertently omitted from the Original Form 4. Amendment No. 1 incorrectly reported that the Omitted Shares vest over a period of three years in equal annual installments beginning on March 19, 2016. This Amendment No. 2 further amends the Original Form 4 to correctly report that the Omitted Shares and all of the remaining 3,800 shares of restricted stock granted to the reporting person on March 19, 2015 vest on March 19, 2016. The shares reported in Column 5 of Table I represent the shares owned by the reporting person as of March 19, 2015.