SEC Form 4 · accession 0001140361-15-013208
NN INC · NNBR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James Harold Dorton
Officer — Sr. VP/Chief Financial Officer
Period of report
Mar 23, 2015
Accepted (ET)
Mar 25, 2015 · 6:25 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000918541
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 23, 2015 | M | 4,000 | $11.61 | A | 53,375 | D | |
| Common Stock | Mar 23, 2015 | S | 4,000 | $23.46 | D | 49,375 | D | |
| Common Stock | Mar 24, 2015 | M | 6,000 | $11.61 | A | 55,375 | D | |
| Common Stock | Mar 24, 2015 | S | 4,000 | $25.00 | D | 51,375 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy)F2 | $11.61 | Mar 23, 2015 | M | 4,000 | D | — | Aug 19, 2015 | Common Stock | 4,000 | 11,000 | D |
| Stock Options (Right to Buy)F2 | $11.61 | Mar 24, 2015 | M | 6,000 | D | — | Aug 19, 2015 | Common Stock | 4,000 | 5,000 | D |
Explanation of responses
- F1The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 18, 2015.
- F2The option vested in three equal installments on August 19, 2006, 2007 and 2008.