SEC Form 4 · accession 0000899243-18-031201
NN INC · NNBR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert E Brunner
Director
Period of report
Dec 13, 2018
Accepted (ET)
Dec 17, 2018 · 4:05 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000918541
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 13, 2018 | G | 12,766 | $0.00 | D | 16,839 | D | |
| Common Stock | Dec 13, 2018 | G | 12,766 | $0.00 | A | 12,766 | I | By wife |
| Common StockF2 | Dec 14, 2018 | P | 4,000 | $6.31 | A | 4,000 | I | By Family LLC |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This transaction involved a gift of securities by the reporting person to his wife, who shares reporting person's household. The reporting person disclaims beneficial ownership of the shares held by his wife, and this report should not be deemed an admission that the reporting person is the beneficial owner of his wife's shares for purposes of Section 16 or for any other purpose.
- F2Shares are held by Kiroki Investments, LLC of which revocable living trusts of the reporting person and his wife are the sole members. The reporting person disclaims beneficial ownership of the shares owned by Kiroki Investments, LLC except to the extent of his pecuniary interest therein.