SEC Form 4 · accession 0000899243-17-022281
NN INC · NNBR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Steven T Warshaw
Director
Period of report
Sep 18, 2017
Accepted (ET)
Sep 19, 2017 · 4:05 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000918541
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Sep 18, 2017 | M | 1,000 | $9.36 | A | 57,732 | D | |
| Common Stock | Sep 18, 2017 | S | 1,000 | $27.85 | D | 56,732 | D | |
| Common StockF1 | Sep 19, 2017 | M | 2,000 | $9.36 | A | 58,732 | D | |
| Common Stock | Sep 19, 2017 | S | 2,000 | $27.75 | D | 56,732 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy) | $9.36 | Sep 18, 2017 | M | 1,000 | D | Mar 6, 2009 | Mar 6, 2018 | Common Stock | 1,000 | 2,000 | D |
| Stock Options (Right to Buy) | $9.36 | Sep 19, 2017 | M | 2,000 | D | Mar 6, 2009 | Mar 6, 2018 | Common Stock | 2,000 | 0 | D |
Explanation of responses
- F1Corresponds to option exercise price.