SEC Form 4 · accession 0001140361-17-014010
MOTORCAR PARTS OF AMERICA INC · MPAA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Duane Franklin Miller
Director
Period of report
Mar 28, 2017
Accepted (ET)
Mar 30, 2017 · 4:36 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000918251
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 28, 2017 | M | 11,000 | $7.27 | A | 13,690 | D | |
| Common Stock | Mar 28, 2017 | M | 3,000 | $4.45 | A | 16,690 | D | |
| Common Stock | Mar 28, 2017 | M | 3,000 | $4.29 | A | 19,690 | D | |
| Common StockF1 | Mar 28, 2016 | S | 9,960 | $30.1127 | D | 9,730 | D | |
| Common StockF2 | Mar 29, 2017 | S | 7,040 | $30.1022 | D | 2,690 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionF3 | $7.27 | Mar 28, 2017 | M | 11,000 | D | Jun 5, 2008 | Jun 5, 2018 | Common Stock | 11,000 | 0 | D |
| Stock OptionF3 | $4.45 | Mar 28, 2017 | M | 3,000 | D | Jun 5, 2009 | Jun 5, 2019 | Common Stock | 3,000 | 0 | D |
| Stock OptionF3 | $4.29 | Mar 28, 2017 | M | 3,000 | D | Jun 5, 2012 | Jun 5, 2022 | Common Stock | 3,000 | 0 | D |
Explanation of responses
- F1The price reported in Column 4 of Table I is a weighted average price. These shares were sold at multiple prices ranging from $30.00 to $30.34, inclusive. The reporting person undertakes to provide to Motorcar Parts of America, Inc., any security holder of Motorcar Parts of America, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- F2The price reported in Column 4 of Table I is a weighted average price. These shares were sold at multiple prices ranging from $30.00 to $30.37, inclusive. The reporting person undertakes to provide to Motorcar Parts of America, Inc., any security holder of Motorcar Parts of America, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- F3The option vested in full prior to the date hereof.