SEC Form 4 · accession 0001127602-16-036456
AK STEEL HOLDING CORP · AKS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James L Wainscott
Director · Other
Period of report
Jan 4, 2016
Accepted (ET)
Jan 6, 2016 · 5:24 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000918160
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 1, 2015 | G | 30,000 | $0.00 | D | 952,170 | D | |
| Common Stock | May 6, 2015 | G | 10,000 | $0.00 | D | 942,170 | D | |
| Common Stock | May 14, 2015 | G | 10,000 | $0.00 | D | 932,170 | D | |
| Common Stock | Oct 13, 2015 | G | 6,000 | $0.00 | D | 926,170 | D | |
| Common StockF1,F2 | Jan 4, 2016 | A | 11,667 | $0.00 | A | 937,837 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The securities reported in this column consist of restricted stock units which give the reporting person a contractual right to receive at a future date one share of common stock of AK Steel Holding Corporation for each restricted stock unit held.
- F2The number of securities reported in this column includes 11,666.667 restricted stock units held by the reporting person as of the date of this filing.