SEC Form 4 · accession 0001127602-15-019176
AK STEEL HOLDING CORP · AKS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Roger K Newport
Officer — Executive VP, Finance and CFO
Period of report
May 28, 2015
Accepted (ET)
Jun 1, 2015 · 5:33 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000918160
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 14, 2015 | G | 2,000 | $0.00 | D | 135,593 | D | |
| Common Stock | May 28, 2015 | A | 29,200 | $0.00 | A | 164,793 | D | |
| Common Stock | May 28, 2015 | F | 9,009 | $5.15 | D | 155,784 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F1 | $5.15 | May 28, 2015 | A | 47,900 | A | May 28, 2016 | May 28, 2025 | Common Stock | 47,900 | 47,900 | D |
Explanation of responses
- F1Options vest in three equal annual installments beginning one year after grant date.