SEC Form 4 · accession 0000918160-18-000160
AK STEEL HOLDING CORP · AKS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Eric S Petersen
Officer — VP Research and Innovation
Period of report
Oct 30, 2018
Accepted (ET)
Nov 1, 2018 · 4:53 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000918160
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Oct 30, 2018 | M | 12,133 | $1.74 | A | 106,893 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy) | $1.74 | Oct 30, 2018 | M | 12,133 | D | Jan 20, 2017 | Jan 20, 2026 | Common Stock | 12,133 | 6,067 | D |