SEC Form 4 · accession 0000905718-16-001309
Revolution Lighting Technologies, Inc. · RVLT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Dennis J. McCarthy
Director
Period of report
Apr 17, 2015
Accepted (ET)
Apr 11, 2016 · 8:22 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000917523
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value, $0.001 per shareF1 | Apr 17, 2015 | A | 6,000 | $0.00 | A | 16,000 | D | |
| Common Stock, par value, $0.001 per shareF2,F1 | Apr 7, 2016 | A | 17,500 | $0.00 | A | 33,500 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1On April 17, 2015, the Compensation Committee of the Issuer's Board of Directors approved a grant of 60,000 shares (the "2015 Shares") of restricted common stock, par value $0.001 per share (the "Common Stock") to Mr. McCarthy with equal vesting over three years and with the first such vesting date being April 1, 2016. Effective as of March 11, 2016, the Issuer implemented a one-for-ten reverse split of its outstanding Common Stock. The 2015 Shares were issued to Mr. McCarthy subsequent to the reverse stock split and the figures reported in Table I are the actual number of shares issued and have been adjusted to reflect the reverse stock split.
- F2On April 7, 2016, the Compensation Committee of the Issuer's Board of Directors approved a grant of 17,500 shares of restricted Common Stock to Mr. McCarthy with equal vesting over three years and with the first such vesting date being April 1, 2017.