SEC Form 4 · accession 0001209191-17-020775
INTEGRA LIFESCIENCES HOLDINGS CORP · IART
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Peter J Arduini
Officer — President & CEO · Director
Period of report
Mar 13, 2017
Accepted (ET)
Mar 15, 2017 · 4:09 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000917520
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 14, 2017 | F | 15,730 | $43.03 | D | 115,825 | D | |
| Common Stock | Mar 14, 2017 | M | 378 | $0.00 | A | 116,203 | D | |
| Common Stock | Mar 14, 2017 | F | 378 | $43.03 | D | 115,825 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F1 | $43.68 | Mar 13, 2017 | A | 84,071 | A | — | Mar 13, 2025 | Common Stock | 84,071 | 84,071 | D |
| Restricted Stock Units/Contract StockF2 | $0.00 | Mar 13, 2017 | A | 21,750 | A | — | — | Common Stock | 21,750 | 468,036 | D |
| Restricted Stock Units/Contract StockF3 | $0.00 | Mar 14, 2017 | M | 378 | D | — | — | Common Stock | 378 | 467,658 | D |
Explanation of responses
- F1The grant will vest as to one-third of the shares on the first anniversary of the grant date of 3/13/2017 and thereafter in monthly installments through the following twenty-four months.
- F2The award was a contract stock unit award which will vest in three annual equal installments on the first, second and third anniversaries of the grant date of 3/13/2017 which shall be delivered to Mr. Arduini within 30 days following the first business day that occurs immediately following the six month period after the date of his separation of service as deferred compensation. This award is subject to accelerated vesting upon termination of employment by reason of death or disability or upon a qualifying termination on or within 24 months following the date of a change in control.
- F3The award was a contract stock unit award which will vest in three annual equal installments on the first, second and third anniversaries of the grant date of 3/14/16 of which the first installment vested on 3/14/17 and which shall be delivered to Mr. Arduini within 30 days following the first business day that occurs immediately following the six month period after the date of his separation of service as deferred compensation.