SEC Form 4 · accession 0001209191-16-110613
INTEGRA LIFESCIENCES HOLDINGS CORP · IART
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Peter J Arduini
Officer — President & CEO · Director
Period of report
Mar 23, 2016
Accepted (ET)
Mar 25, 2016 · 4:28 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000917520
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 23, 2016 | F | 5,531 | $64.81 | D | 44,692 | D | |
| Common Stock | Mar 23, 2016 | M | 177 | $0.00 | A | 44,869 | D | |
| Common Stock | Mar 23, 2016 | F | 177 | $64.81 | D | 44,692 | D | |
| Common Stock | Mar 24, 2016 | M | 207 | $0.00 | A | 44,899 | D | |
| Common Stock | Mar 24, 2016 | F | 207 | $64.37 | D | 44,692 | D | |
| Common Stock | Mar 24, 2016 | F | 6,476 | $64.37 | D | 38,216 | D | |
| Common Stock | Mar 25, 2016 | M | 105 | $0.00 | A | 38,321 | D | |
| Common Stock | Mar 25, 2016 | F | 105 | $64.37 | D | 38,216 | D | |
| Common Stock | Mar 25, 2016 | M | 607 | $0.00 | A | 38,823 | D | |
| Common Stock | Mar 25, 2016 | F | 607 | $64.37 | D | 38,216 | D | |
| Common Stock | Mar 25, 2016 | F | 4,605 | $64.37 | D | 33,611 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Performance StockF1 | $0.00 | Mar 25, 2016 | M | 607 | D | — | — | Common Stock | 607 | 21,182 | D |
| Restricted Stock Units/Contract StockF2 | $0.00 | Mar 23, 2016 | M | 177 | D | — | — | Common Stock | 177 | 223,455 | D |
| Restricted Stock Units/Contract StockF3 | $0.00 | Mar 24, 2016 | M | 207 | D | — | — | Common Stock | 207 | 223,248 | D |
| Restricted Stock Units/Contract StockF4 | $0.00 | Mar 25, 2016 | M | 105 | D | — | — | Common Stock | 105 | 223,143 | D |
Explanation of responses
- F1This is a performance stock award granted 3/25/13 which will vest, if certain performance goals are met, 33% on the first and second anniversaries of the grant date and 34% on the third anniversary of the grant date of which (i) the third installment with respect to the 2015 performance period met the performance goal and vested on 3/25/16 and (ii) the catch-up performance goal during the performance period from 2013 through 2015 was achieved and as a result the first installment also vested on 3/25/16. Such performance stock award will be distributed to Mr. Arduini within 30 days following the first business day that occurs immediately following the six month period after the date of his separation of service as deferred compensation.
- F2The award was a contract stock unit award which will vest in three annual equal installments on the first, second and third anniversaries of the grant date of 3/23/15 of which the first installment vested on 3/23/16 and which shall be delivered to Mr. Arduini within 30 days following the first business day that occurs immediately following the six month period after the date of his separation of service as deferred compensation.
- F3The award was a contract stock unit award which will vest in three annual equal installments on the first, second and third anniversaries of the grant date of 3/24/14 of which the second installment vested on 3/24/16 and which shall be delivered to Mr. Arduini within 30 days following the first business day that occurs immediately following the six month period after the date of his separation of service as deferred compensation.
- F4The award was a contract stock unit award which vested in three annual equal installments on the first, second and third anniversaries of the grant date of 3/25/13 of which the third installment has vested on 3/25/16 and will be distributed to Mr. Arduini within 30 days following the first business day that occurs immediately following the six month period after the date of his separation of service as deferred compensation.