SEC Form 4 · accession 0001209191-16-097541
INTEGRA LIFESCIENCES HOLDINGS CORP · IART
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard E Caruso
Director · 10% Owner
Period of report
Feb 9, 2016
Accepted (ET)
Feb 11, 2016 · 4:09 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000917520
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 9, 2016 | M | 15,699 | $41.21 | A | 64,726 | D | |
| Common Stock | holding | — | — | — | 23,338 | I | By Corporation | |
| Common Stock | holding | — | — | — | 5,991,205 | I | By Partnership | |
| Common Stock | holding | — | — | — | 2,000 | I | By Son |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F2,F3 | $41.21 | Feb 9, 2016 | M | 10,439 | D | — | Aug 19, 2016 | Common Stock | 10,439 | 0 | D |
| Non-Qualified Stock Option (right to buy)F4,F3 | $41.21 | Feb 9, 2016 | M | 5,260 | D | — | Aug 19, 2016 | Common Stock | 5,260 | 0 | D |
Explanation of responses
- F1Includes 358 shares of common stock issued as restricted stock pursuant to the anti-dilution provisions of the award in connection with the spin-off of SeaSpine Holdings Corporation on July 1, 2015.
- F2This option was previously reported as covering 10,000 shares at an exercise price of $47.63 per share, but was adjusted pursuant to the anti-dilution provisions of the award in connection with the spin-off of SeaSpine Holdings Corporation on July 1, 2015.
- F325% of the stock options vest every quarter from the grant date of 08/19/2008.
- F4This option was previously reported as covering 5,039 shares at an exercise price of $47.63 per share, but was adjusted pursuant to the anti-dilution provisions of the award in connection with the spin-off of SeaSpine Holdings Corporation on July 1, 2015.