SEC Form 4 · accession 0001209191-15-029271
INTEGRA LIFESCIENCES HOLDINGS CORP · IART
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Peter J Arduini
Officer — President & CEO · Director
Period of report
Mar 23, 2015
Accepted (ET)
Mar 25, 2015 · 6:04 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000917520
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 24, 2015 | M | 207 | $0.00 | A | 23,419 | D | |
| Common Stock | Mar 24, 2015 | F | 207 | $62.65 | D | 23,212 | D | |
| Common Stock | Mar 24, 2015 | F | 5,603 | $62.65 | D | 17,609 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F1 | $62.10 | Mar 23, 2015 | A | 59,791 | A | — | Mar 23, 2023 | Common Stock | 59,791 | 59,791 | D |
| Restricted Stock Units/Contract StockF2 | $0.00 | Mar 23, 2015 | A | 12,883 | A | — | — | Common Stock | 12,883 | 210,133 | D |
| Restricted Stock Units/Contract StockF3 | $0.00 | Mar 24, 2015 | M | 207 | D | — | — | Common Stock | 207 | 209,926 | D |
Explanation of responses
- F1The Compensation Committee approved a grant for Mr. Arduini in the form of non-qualified stock options representing 30% of his annual equity award for his 2014 performance, with a grant value of $1,200,000. The grant will vest as to one-third of the shares on the first anniverdsary of the grant date of 03/23/2015 and thereafter in monthly installments through the following twenty-four months.
- F2The award was a contract stock unit award which will vest in three annual equal installments on the first, second and third anniversaries of the grant date of 03/23/2015 which shall be delivered to Mr. Arduini within 30 days following the first business day that occurs immediately following the six month period after the date of his separation of service as deferred compensation. This award is subject to accelerated vesting upon termination of employment by reason of death or disability or upon a qualifying termination on or within 24 months following the date of a change in control.
- F3The award was a contract stock unit award which will vest in three annual equal installments on the first, second and third anniversaries of the grant date of 03/24/2014 of which the first installment vested on 03/24/2015 and which shall be delivered to Mr. Arduini within 30 days following the first business day that occurs immediately following the six month period after the date of his separation of service as deferred compensation. This award is subject to accelerated vesting upon termination of employment by reason of death or disability or upon a qualifying termination on or within 24 months following the date of a change in control.