SEC Form 4 · accession 0000911916-18-000184

FARO TECHNOLOGIES INC · FARO

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — President and CEO · Director

Period of report

Sep 28, 2018

Accepted (ET)

Oct 2, 2018 · 4:17 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000917491

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock^F1	Sep 28, 2018	M	700	$29.98	A	30,747	D
Common Stock^F1,F2	Sep 28, 2018	S	700	$65.1393	D	30,047	D
Common Stock^F3	holding	—	—		—	44,315	I	See footnote
Common Stock^F4	holding	—	—		—	80,000	I	See footnote

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Employee Stock Option (right to buy)^F5	$29.98	Sep 28, 2018	M	700	D	—	Dec 4, 2022	Common Stock	700	37,908	D

F1Securities acquired or sold pursuant to a written plan intended to comply with Rule 10b5-1(c)(1) adopted by Mr. Raab on August 13, 2018.
F2Represents the sale of 700 shares in multiple transactions ranging in price from $65.00 to $65.30 per share, resulting in a weighted average sale price of $65.1393. The reporting person will provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each price within the range.
F3Represents shares held by Xenon Research, Inc., a corporation in which the reporting person has investment control over the shares of the issuer owned by such corporation. The reporting person and his wife, Diana Raab, own all of the outstanding shares of Xenon Research, Inc.
F4Represents shares held by a revocable trust of which the reporting person is settlor and trustee.
F530,000 options vested on each of December 4, 2016 and December 4, 2017.