SEC Form 4 · accession 0000911916-18-000160
FARO TECHNOLOGIES INC · FARO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Simon Raab
Officer — President and CEO · Director
Period of report
Aug 29, 2018
Accepted (ET)
Aug 30, 2018 · 8:30 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000917491
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Aug 29, 2018 | S | 9,331 | $67.9668 | D | 85,669 | I | See Footnote |
| Common StockF2 | Aug 30, 2018 | S | 5,669 | $68.00 | D | 80,000 | I | See Footnote |
| Common Stock | holding | — | — | — | 30,047 | D | ||
| Common StockF3 | holding | — | — | — | 44,315 | I | See Footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents the sale of 9,331 shares in multiple transactions ranging in price from $67.900 to $68.025 per share, resulting in a weighted average sale price of $67.9668. The reporting person will provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each price within the range.
- F2Represents shares held by a revocable trust of which the reporting person is settlor and trustee.
- F3Represents shares held by Xenon Research, Inc., a corporation in which the reporting person has investment control over the shares of the issuer owned by such corporation. The reporting person and his wife, Diana Raab, own all of the outstanding shares of Xenon Research, Inc.