SEC Form 4 · accession 0000911916-18-000156
FARO TECHNOLOGIES INC · FARO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Simon Raab
Officer — President and CEO · Director
Period of report
Aug 15, 2018
Accepted (ET)
Aug 17, 2018 · 5:22 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000917491
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Aug 15, 2018 | S | 5,856 | $66.3558 | D | 104,144 | I | See footnote |
| Common StockF3,F2 | Aug 16, 2018 | S | 5,500 | $66.1238 | D | 98,644 | I | See footnote |
| Common StockF4,F2 | Aug 17, 2018 | S | 3,644 | $65.9243 | D | 95,000 | I | See footnote |
| Common Stock | holding | — | — | — | 30,047 | D | ||
| Common StockF5 | holding | — | — | — | 44,315 | I | See footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents the sale of 5,856 shares in multiple transactions ranging in price from $66.300 to $66.475 per share, resulting in a weighted average sale price of $66.3558. The reporting person will provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each price within the range.
- F2Represents shares held by a revocable trust of which the reporting person is settlor and trustee.
- F3Represents the sale of 5,500 shares in multiple transactions ranging in price from $66.000 to $66.500 per share, resulting in a weighted average sale price of $66.1238. The reporting person will provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each price within the range.
- F4Represents the sale of 3,644 shares in multiple transactions ranging in price from $ 65.775 to $66.050 per share, resulting in a weighted average sale price of $65.9243. The reporting person will provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each price within the range.
- F5Represents shares held by Xenon Research, Inc., a corporation in which the reporting person has investment control over the shares of the issuer owned by such corporation. The reporting person and his wife, Diana Raab, own all of the outstanding shares of Xenon Research, Inc.