SEC Form 4 · accession 0000911916-18-000140
FARO TECHNOLOGIES INC · FARO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Stephen Cole
Director
Period of report
Jul 30, 2018
Accepted (ET)
Aug 1, 2018 · 4:53 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000917491
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Mar 9, 2018 | G | 2,000 | $0.00 | D | 21,380 | I | See Footnote |
| Common StockF3,F2 | Jul 30, 2018 | S | 10,000 | $69.4155 | D | 11,380 | I | See Footnote |
| Common StockF2 | Jul 31, 2018 | G | 750 | $0.00 | D | 10,630 | I | See Footnote |
| Common Stock | holding | — | — | — | 5,905 | D | ||
| Common StockF4 | holding | — | — | — | 7,000 | I | See Footnote | |
| Common StockF5 | holding | — | — | — | 490 | I | See Footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents shares of common stock of FARO Technologies, Inc. ("Common Stock") held by Seeonee Inc., a company indirectly owned by two trusts, of which the reporting person and his family members are the beneficiaries. The reporting person has sole investment control with respect to such shares of Common Stock. The reporting person's Form 4s filed prior to the date of this Form 4 reported such shares of Common Stock as being directly owned by the reporting person.
- F2Held by Seeonee Inc., a company indirectly owned by two trusts, of which the reporting person and his family members are the beneficiaries. The reporting person has sole investment control with respect to such shares of Common Stock.
- F3Represents the sale of 10,000 shares in multiple transactions ranging in price from $69.00 to $69.90 per share, resulting in a weighted average sale price of $69.4155. The reporting person will provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each price within the range.
- F4Held by Snow Powder Ridge Limited, a company owned by the reporting person, his wife and his children.
- F5Held by Shanklin Investments in trust for the reporting person, who holds shares in trust from Snow Powder Ridge Limited, a company owned by the reporting person, his wife and his children.