SEC Form 4 · accession 0000911916-18-000049

FARO TECHNOLOGIES INC · FARO

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — SVP/General Counsel/Secretary

Period of report

Mar 8, 2018

Accepted (ET)

Mar 12, 2018 · 4:11 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000917491

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I
Common Stock	Mar 8, 2018	M	950	$33.05	A	6,263	D
Common Stock^F1	Mar 8, 2018	S	950	$60.2368	D	5,313	D
Common Stock	Mar 9, 2018	M	9,716	$33.05	A	15,029	D
Common Stock^F2	Mar 9, 2018	S	9,716	$59.7281	D	5,313	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Employee Stock Option (right to buy)^F3	$33.05	Mar 8, 2018	M	950	D	—	Mar 2, 2023	Common Stock	950	15,049	D
Employee Stock Option (right to buy)^F3	$33.05	Mar 9, 2018	M	9,716	D	—	Mar 2, 2023	Common Stock	9,716	5,333	D

F1Represents the sale of 950 shares in multiple transactions ranging in price from $60.00 to $60.80 per share, resulting in a weighted average sale price of $60.2368. The reporting person will provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each price within the range.
F2Represents the sale of 9,716 shares in multiple transactions ranging in price from $59.55 to $60.15 per share, resulting in a weighted average sale price of $59.7281. The reporting person will provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each price within the range.
F35,333 stock options vested on March 2, 2017 and March 2, 2018; and the remaining 5,333 stock options are scheduled to vest on March 2, 2019.