SEC Form 4 · accession 0000911916-16-000575
FARO TECHNOLOGIES INC · FARO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Simon Raab
Officer — Interim President and CEO · Director
Period of report
May 16, 2016
Accepted (ET)
May 18, 2016 · 4:23 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000917491
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 16, 2016 | A | 4,482 | $0.00 | A | 24,346 | D | |
| Common StockF1 | holding | — | — | — | 44,315 | I | See footnote | |
| Common StockF2 | holding | — | — | — | 110,000 | I | See footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents shares held by Xenon Research, Inc., a corporation in which the reporting person has investment control over the shares of the issuer owned by such corporation. The reporting person and his wife, Diana Raab, own all of the outstanding shares of Xenon Research, Inc.
- F2Represents shares held by a revocable trust of which the reporting person is settlor and trustee.