SEC Form 4 · accession 0001209191-17-063908
RAMBUS INC · RMBS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jae Kim
Officer — SVP, GC & HR
Period of report
Dec 1, 2017
Accepted (ET)
Dec 5, 2017 · 4:19 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000917273
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 1, 2017 | J | 4,190 | $14.75 | D | 99,580 | D | |
| Common Stock | Dec 4, 2017 | M | 43 | $8.76 | A | 99,623 | D | |
| Common StockF1 | Dec 4, 2017 | S | 7,000 | $14.90 | D | 92,623 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee stock option (right to buy) | $8.76 | Dec 4, 2017 | M | 43 | D | Aug 3, 2014 | Feb 3, 2024 | Common Stock | 5,786 | 5,743 | D |
Explanation of responses
- F1All shares were sold at an exact sale price of $14.90.