SEC Form 4 · accession 0001209191-17-059011
RAMBUS INC · RMBS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Rahul Mathur
Officer — SVP, CFO
Period of report
Nov 1, 2017
Accepted (ET)
Nov 2, 2017 · 8:10 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000917273
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 1, 2017 | F | 7,516 | $14.66 | D | 93,528 | D | |
| Common StockF1 | Nov 1, 2017 | J | 1,664 | $10.6675 | A | 95,192 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Voluntarily reporting an exempt acquisition of 1,664 shares of Rambus common stock acquired through the Rambus Inc. 2015 Employee Stock Purchase Plan on November 1,2017.
Remarks
Transaction reported in Table 1, Code F reflects securities withheld to cover tax liability due for restricted stock units that vested on the respective transaction date reported.