SEC Form 4 · accession 0001209191-17-055780
RAMBUS INC · RMBS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
J Thomas Bentley
Director
Period of report
Oct 2, 2017
Accepted (ET)
Oct 4, 2017 · 4:14 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000917273
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Oct 2, 2017 | A | 11,792 | $0.00 | A | 11,792 | D | |
| Common StockF3 | holding | — | — | — | 20,000 | I | See Footnote | |
| Common StockF4,F5 | holding | — | — | — | 140,136 | I | See Footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares are represented by restricted stock units. Each restricted stock unit represents a contingent right to receive one share of RMBS common stock.
- F2All of the restricted stock units will vest on October 2, 2018 or the first business trading thereafter.
- F3Shares held directly by the Bentley-Follo Partnership for which the Reporting Person serves as a general partner.
- F4Includes 12,874 restricted stock units vested and issued on October 3, 2017.
- F5Shares held directly by the Bentley-Follo Revocable Trust for which the Reporting Person serves as a trustee.