SEC Form 4 · accession 0001209191-17-055772
RAMBUS INC · RMBS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ellis Thomas Fisher
Director
Period of report
Oct 2, 2017
Accepted (ET)
Oct 4, 2017 · 4:13 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000917273
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Oct 2, 2017 | A | 11,792 | $0.00 | A | 34,879 | D | |
| Common StockF4 | Oct 4, 2017 | S | 6,437 | $13.6528 | D | 28,442 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares are represented by restricted stock units. Each restricted stock unit represents a contingent right to receive one share of RMBS common stock.
- F2All of the restricted stock units will vest on October 2, 2018 or the first business trading day thereafter.
- F3The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 25, 2017.
- F4The sale price reported in Column 4 of Table 1 represents the weighted average sale price of the shares sold ranging from $13.62 to $13.69. Upon request by the Commission Staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.