SEC Form 4 · accession 0001209191-16-154433
RAMBUS INC · RMBS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jae Kim
Officer — SVP & GC
Period of report
Dec 8, 2016
Accepted (ET)
Dec 9, 2016 · 4:42 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000917273
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 8, 2016 | M | 1,733 | $11.26 | A | 88,104 | D | |
| Common StockF2 | Dec 8, 2016 | S | 1,733 | $14.08 | D | 86,371 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F3 | $11.26 | Dec 8, 2016 | M | 1,733 | D | — | Feb 2, 2025 | Common Stock | 12,267 | 10,534 | D |
Explanation of responses
- F1The sales reported on this Form 4 are pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on July 21, 2016.
- F2The sale price reported in Column 4 of Table 1 represents the exact sale price of all shares sold.
- F3Ten percent of the shares subject to the option vested on August 2, 2015 and the remaining shares vested monthly thereafter until fully vested on February 2, 2019.