SEC Form 4 · accession 0001209191-16-152239
RAMBUS INC · RMBS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Penny Herscher
Director
Period of report
Nov 28, 2016
Accepted (ET)
Nov 28, 2016 · 8:42 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000917273
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Nov 28, 2016 | S | 30,000 | $13.56 | D | 32,582 | I | See Footnote |
| Common Stock | holding | — | — | — | 12,874 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The sale price reported in Column 4 of Table 1 represents the weighted average sale price of the shares sold ranging from $13.48 to $13.68. Upon request by the Commission Staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
- F2Shares held directly by the 2001 Herscher Family Trust for which the Reporting Person serves as a trustee.