SEC Form 4 · accession 0001209191-16-145150
RAMBUS INC · RMBS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David A Shrigley
Director
Period of report
Oct 3, 2016
Accepted (ET)
Oct 5, 2016 · 7:20 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000917273
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Oct 3, 2016 | A | 12,874 | $0.00 | A | 66,253 | D | |
| Common StockF3 | holding | — | — | — | 4,300 | I | See Footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares are represented by restricted stock units. Each restricted stock unit represents a contingent right to receive one share of RMBS common stock.
- F2All of the restricted stock units will vest on October 3, 2017 or the first business trading day thereafter.
- F3Shares are currently held by the Shrigley Family Foundation in which the Reporting Person serves as principal.