SEC Form 4 · accession 0001209191-16-135769
RAMBUS INC · RMBS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Satish Rishi
Officer — SVP Finance, CFO
Period of report
Aug 5, 2016
Accepted (ET)
Aug 5, 2016 · 6:31 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000917273
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 5, 2016 | F | 12,159 | $13.67 | D | 235,679 | D | |
| Common StockF1 | Aug 5, 2016 | J | 76,047 | $0.00 | D | 159,632 | D | |
| Common StockF2 | holding | — | — | — | 3,000 | I | See Footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Unvested restricted stock units that were previously reported in Table 1 of Form 4s and cancelled on Reporting Person's date of separation from the Company.
- F2Shares held directly by the Satish & Maureen P. Rishi Family Trust A/A DTD 9/23/1997 for which the Reporting Person serves as a trustee.
Remarks
Mr. Rishi resigned from Rambus on August 5, 2016. The transaction reported in Table 1, Code F reflects securities withheld to cover the tax liability for restricted stock units and performance stock units that were accelerated on the transaction date.