SEC Form 4 · accession 0001209191-15-083338
RAMBUS INC · RMBS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Satish Rishi
Officer — SVP Finance, CFO
Period of report
Dec 1, 2015
Accepted (ET)
Dec 3, 2015 · 5:58 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000917273
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 1, 2015 | A | 55,032 | $0.00 | A | 216,511 | D | |
| Common StockF2 | holding | — | — | — | 3,000 | I | See Footnote | |
| Common StockF3 | holding | — | — | — | 700 | I | See Footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares are represented by restricted stock units. Each restricted stock unit represents a contingent right to receive one share of RMBS common stock. The restricted stock units vest in four equal annual installments beginning on December 1, 2016 or the first business trading day thereafter.
- F2Shares held directly by the Satish & Maureen P. Rishi Family Trust A/A DTD 9/23/1997 for which the Reporting Person serves as a trustee.
- F3Shares held directly by the Reporting Person as a custodian for his minor child.