SEC Form 4 · accession 0000899243-19-002622
RAMBUS INC · RMBS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jae Kim
Officer — SVP & General Counsel
Period of report
Feb 1, 2019
Accepted (ET)
Feb 5, 2019 · 4:18 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000917273
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 1, 2019 | F | 12,172 | $9.38 | D | 103,068 | D | |
| Common StockF2 | Feb 1, 2019 | A | 53,125 | $0.00 | A | 156,193 | D | |
| Common Stock | Feb 4, 2019 | F | 1,124 | $9.38 | D | 155,069 | D | |
| Common StockF4 | Feb 4, 2019 | S | 21,215 | $9.327 | D | 133,854 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The shares were withheld to cover the Reporting Person's tax liability in connection with the vesting of restricted stock units, or RSUs.
- F2The shares are represented by RSUs which vest in four equal annual installments beginning on February 1, 2020 or the first business trading day thereafter. Each RSU represents a contingent right to receive one share of RMBS common stock.
- F3The sale reported on this Form 4 is pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 14, 2018.
- F4The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.26 to $9.385, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.