SEC Form 4 · accession 0000899243-19-002614
RAMBUS INC · RMBS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Luc Seraphin
Officer — President and CEO · Director
Period of report
Feb 1, 2019
Accepted (ET)
Feb 5, 2019 · 4:14 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000917273
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 1, 2019 | F | 17,076 | $9.38 | D | 182,428 | D | |
| Common StockF2 | Feb 1, 2019 | A | 115,000 | $0.00 | A | 297,428 | D | |
| Common Stock | Feb 4, 2019 | F | 1,124 | $9.38 | D | 296,304 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The shares were withheld to cover the Reporting Person's tax liability in connection with the vesting of restricted stock units, or RSUs.
- F2The shares are represented by RSUs which vest in four equal annual installments beginning on February 1, 2020 or the first business trading day thereafter. Each RSU represents a contingent right to receive one share of RMBS common stock.