SEC Form 4 · accession 0000899243-18-026116
RAMBUS INC · RMBS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Charles Kissner
Director · Other
Period of report
Oct 1, 2018
Accepted (ET)
Oct 3, 2018 · 7:47 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000917273
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Oct 1, 2018 | A | 14,110 | $0.00 | A | 33,347 | D | |
| Common StockF3,F4 | Oct 2, 2018 | S | 4,796 | $10.5807 | D | 42,823 | I | See footnote |
| Common StockF5,F4 | Oct 2, 2018 | S | 1,100 | $10.6368 | D | 41,723 | I | See footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The shares are represented by restricted stock units, or RSUs, all of which vest October 1, 2019 or the first business day thereafter. Each RSU represents the contingent right to receive one share of RMBS common stock.
- F2The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 28, 2017.
- F3The sale price reported in Column 4 of Table 1 represents the weighted average sale price of the shares sold ranging from $10.53 to $10.625. Upon request by the Commission Staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (3) and (5) to this Form 4.
- F4The shares are held directly by Kissner and Associates LLC for which the Reporting Person serves as the owner of the company.
- F5The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.63 to $10.675, inclusive.
Remarks
Exhibit 24- Power of Attorney