SEC Form 4 · accession 0000899243-18-015018
RAMBUS INC · RMBS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jae Kim
Officer — SVP, GC & HR
Period of report
Jun 1, 2018
Accepted (ET)
Jun 4, 2018 · 7:23 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000917273
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 1, 2018 | M | 2,297 | $8.76 | A | 128,684 | D | |
| Common Stock | Jun 1, 2018 | S | 2,297 | $13.50 | D | 126,387 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee stock option (right to buy)F2 | $8.76 | Jun 1, 2018 | M | 2,297 | D | — | Feb 3, 2024 | Common Stock | 2,297 | 3,446 | D |
Explanation of responses
- F1The sale reported on this Form 4 is pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 14, 2017.
- F2Shares subject to the option are fully vested and immediately exercisable.