SEC Form 4 · accession 0000899243-18-003597
RAMBUS INC · RMBS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Laura Stark
Officer — SVP, GM ESD
Period of report
Feb 9, 2018
Accepted (ET)
Feb 12, 2018 · 8:14 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000917273
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 9, 2018 | M | 463 | $8.55 | A | 236,053 | D | |
| Common Stock | Feb 9, 2018 | M | 700 | $7.31 | A | 236,753 | D | |
| Common Stock | Feb 9, 2018 | M | 971 | $5.46 | A | 237,724 | D | |
| Common Stock | Feb 9, 2018 | M | 802 | $8.76 | A | 238,526 | D | |
| Common Stock | Feb 9, 2018 | S | 2,936 | $12.00 | D | 235,590 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee stock option (right to buy)F2 | $8.55 | Feb 9, 2016 | M | 463 | D | — | Feb 2, 2019 | Common Stock | 463 | 12,467 | D |
| Employee stock option (right to buy)F2 | $7.31 | Feb 9, 2016 | M | 700 | D | — | Feb 1, 2022 | Common Stock | 700 | 19,600 | D |
| Employee stock option (right to buy)F2 | $5.46 | Feb 9, 2016 | M | 971 | D | — | Feb 1, 2023 | Common Stock | 971 | 27,200 | D |
| Employee stock option (right to buy)F2 | $8.76 | Feb 9, 2016 | M | 802 | D | — | Feb 3, 2024 | Common Stock | 802 | 35,357 | D |
Explanation of responses
- F1The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 9, 2017.
- F2Shares subject to the option are fully vested and immediately exercisable.