SEC Form 4 · accession 0000917225-16-000068
SOLITARIO ZINC CORP. · XPL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark E Jones III
Director
Period of report
Aug 24, 2016
Accepted (ET)
Aug 25, 2016 · 4:09 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000917225
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option | $0.72 | Aug 24, 2016 | D | 155,000 | D | Jul 28, 2016 | Jul 28, 2021 | Common Stock | 155,000 | 0 | D |
Remarks
The option was voluntarily surrendered by the holder to the issuer. This transaction is exempt from Section 16(b) pursuant to Rule 16b-3(e).