SEC Form 4 · accession 0000917225-16-000047
SOLITARIO ZINC CORP. · XPL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John Hainey
Director
Period of report
Nov 24, 2015
Accepted (ET)
Jun 21, 2016 · 4:10 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000917225
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-qualified Stock Option | $1.11 | Nov 24, 2015 | E | 25,000 | D | Dec 16, 2012 | Dec 16, 2017 | Common Stock | 25,000 | 150,000 | D |
| Non-qualified Stock Option | $1.20 | Nov 24, 2015 | E | 150,000 | D | Aug 14, 2014 | Aug 14, 2019 | Common Stock | 150,000 | 0 | D |
| Non-qualified Stock Option | $0.94 | Nov 24, 2015 | E | 90,000 | D | Oct 21, 2013 | Oct 21, 2018 | Common Stock | 90,000 | 0 | D |