SEC Form 4 · accession 0001740419-26-000016
SOUTHERN MISSOURI BANCORP, INC. · SMBC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard Windes
Officer — EVP-CHIEF LENDING OFFICER
Period of report
Jun 5, 2026
Accepted (ET)
Jun 9, 2026 · 5:00 pm EDT
Rule 10b5-1 plan
box not checked
Issuer CIK
0000916907
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jun 5, 2026 | S | 2,000 | $69.70 | D | 5,375 | D | |
| Common StockF2 | holding | — | — | — | 2,186 | I | 401(k) |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F3 | $60.42 | holding | — | — | — | — | Feb 18, 2035 | Common Stock | 1,500 | 1,500 | D |
| Stock Option (Right to Buy)F4 | $40.82 | holding | — | — | — | — | Feb 8, 2034 | Common Stock | 2,500 | 2,500 | D |
| Stock Option (Right to Buy)F5 | $46.94 | holding | — | — | — | — | Feb 21, 2033 | Common Stock | 2,500 | 2,500 | D |
| Stock Option (Right to Buy)F6 | $53.82 | holding | — | — | — | — | Feb 3, 2032 | Common Stock | 1,500 | 1,500 | D |
| Stock Option (Right to Buy)F7 | $34.91 | holding | — | — | — | — | Feb 10, 2031 | Common Stock | 3,000 | 3,000 | D |
Explanation of responses
- F1Represents the weighted average price per share. The shares were sold at prices ranging from $69.65 to $69.93. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U. S. Securities and Exchange Commission, the Issuer or a security holder of the Issuer.
- F2Reflects 401(k) contributions that have occurred since the date of the reporting person's last ownership report.
- F3The options become exercisable in 20% installments over a five-year period with the first installment vesting on 2/18/26. Each remaining installment vests annually thereafter.
- F4The options become exercisable in 20% installments over a five-year period with the first installment vesting on 2/8/25. Each remaining installment vests annually thereafter.
- F5The options become exercisable in 20% installments over a five-year period with the first installment vesting on 2/21/24. Each remaining installment vests annually thereafter.
- F6The options become exercisable in 20% installments over a five-year period with the first installment vesting on 2/3/23. Each remaining installment vests annually thereafter.
- F7The options become exercisable in 20% installments over a five-year period with the first installment vesting on 2/10/22. Each remaining installment vests annually thereafter.