SEC Form 4 · accession 0000927089-18-000048
SOUTHERN MISSOURI BANCORP, INC. · SMBC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Matthew T Funke
Officer — EVP, Chief Financial Officer
Period of report
Feb 8, 2018
Accepted (ET)
Feb 9, 2018 · 12:41 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000916907
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 8, 2018 | A | 5,000 | $6.375 | A | 37,750 | D | |
| Common StockF3 | holding | — | — | — | 10,258 | I | By 401(k) |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F1 | $6.375 | Feb 8, 2018 | M | 5,000 | D | — | Jan 19, 2020 | Common Stock | 5,000 | 0 | D |
| Stock Option (Right to Buy)F2 | $37.31 | Jan 16, 2018 | A | 2,000 | A | — | Jan 16, 2028 | Common Stock | 2,000 | 2,000 | D |
Explanation of responses
- F1The options become exercisable in 20% installments over a five year period with the first installment vesting on 1/19/2011. Each remaining installment vests annually thereafter.
- F2The options become exercisable in 20% installments over a five year period with the first installment vesting on 1/16/2019. Each remaining installment vests annually thereafter.
- F3Reflects 401(k) contributions that have occurred since the date of the reporting person's last ownership report.