SEC Form 4 · accession 0000927089-18-000002
SOUTHERN MISSOURI BANCORP, INC. · SMBC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Matthew T Funke
Officer — EVP, Chief Financial Officer
Period of report
Jan 3, 2018
Accepted (ET)
Jan 5, 2018 · 11:18 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000916907
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 3, 2018 | M | 5,000 | $6.375 | A | 32,250 | D | |
| Common Stock | holding | — | — | — | 9,941 | I | By 401(k) |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F1 | $6.375 | Jan 3, 2018 | M | 5,000 | D | — | Jan 19, 2020 | Common Stock | 10,000 | 5,000 | D |
Explanation of responses
- F1The options become exercisable in 20% installments over a five year period with the first installment vesting on 1/19/2011. Each remaining installment vests annually thereafter.