SEC Form 4 · accession 0000927089-17-000458
SOUTHERN MISSOURI BANCORP, INC. · SMBC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William D Hribovsek
Officer — EVP and Chief Lending Officer
Period of report
Nov 30, 2017
Accepted (ET)
Dec 4, 2017 · 1:06 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000916907
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 30, 2017 | S | 1,866 | $40.19 | D | 28,205 | I | By 401(k) |
| Common Stock | Dec 1, 2017 | S | 2,561 | $39.00 | D | 25,644 | I | By 401(k) |
| Common Stock | holding | — | — | — | 33,400 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F1 | $6.375 | holding | — | — | — | — | Jan 19, 2020 | Common Stock | 10,000 | 10,000 | D |
Explanation of responses
- F1The options become exercisable in 20% installments over a five-year period with the first installment vesting on 01/19/2011. Each remaining installment vests annually thereafter.