SEC Form 4 · accession 0000927089-17-000209
SOUTHERN MISSOURI BANCORP, INC. · SMBC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Lora Lee Daves
Officer — EVP, Chief Risk Officer
Period of report
May 16, 2017
Accepted (ET)
May 18, 2017 · 5:50 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000916907
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 16, 2017 | A | 1,250 | $0.00 | A | 21,308 | D | |
| Common Stock | holding | — | — | — | 3,770 | I | By 401(k) |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The shares are scheduled to vest over a five-year period beginning February 9, 2018, with up to 20% of the shares vesting on that date and on each of the next four anniversaries of that date based on the extent to which the Company's annualized return on average assets over the 12 calendar quarters ending immediately prior to the applicable vesting date exceeds a threshold level.