SEC Form 4 · accession 0000927089-16-000993
SOUTHERN MISSOURI BANCORP, INC. · SMBC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Dennis C Robison
Director
Period of report
Nov 3, 2016
Accepted (ET)
Nov 4, 2016 · 12:17 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000916907
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Nov 3, 2016 | P | 11 | $24.71 | A | 5,144 | D | |
| Common StockF2 | Nov 3, 2016 | P | 73 | $24.23 | A | 18,329 | I | IRA |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F2,F1 | $6.075 | holding | — | — | — | — | Nov 17, 2018 | Common Stock | 10,000 | 10,000 | D |
Explanation of responses
- F1The options become exercisable in 20% installments over a five-year period with the first installment vesting on 11/17/2009. Each remaining installment vests annually thereafter.
- F2Ownership share amounts and exercise price have been amended to reflect the recent 2-for-1 stock split in the form of a dividend.