SEC Form 4 · accession 0000927089-16-000674
SOUTHERN MISSOURI BANCORP, INC. · SMBC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Lora Lee Daves
Officer — Chief Credit Officer
Period of report
Jan 22, 2016
Accepted (ET)
Jan 25, 2016 · 1:47 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000916907
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 22, 2016 | M | 10,000 | $6.375 | A | 20,046 | D | |
| Common Stock | holding | — | — | — | 3,704 | I | By 401(k) |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F2 | $6.375 | Jan 22, 2016 | M | 10,000 | D | — | Jan 19, 2020 | Common Stock | 10,000 | 0 | D |
Explanation of responses
- F1On January 30, 2015, the common stock of Southern Missouri split 2-for-1, resulting in the reporting person's ownership of 5,000 additional shares.
- F2This option was previously reported as covering 5,000 shares at an exercise price of $12.75 per share, but was adjusted to reflect the stock split that occurred on January 30, 2015.