SEC Form 4/A · accession 0000927089-15-000571
SOUTHERN MISSOURI BANCORP, INC. · SMBC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
William D Hribovsek
Officer — SVP, Chief Lending Officer
Period of report
Nov 13, 2015
Accepted (ET)
Nov 18, 2015 · 10:05 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000916907
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF3,F4 | Nov 13, 2015 | S | 1,600 | $23.0067 | D | 36,400 | D | |
| Common StockF2,F4 | holding | — | — | — | 28,433 | I | By 401(k) |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F4,F1 | $6.375 | holding | — | — | — | — | Jan 19, 2020 | Common Stock | 10,000 | 10,000 | D |
Explanation of responses
- F1The options become exercisable in 20% installments over a five-year period with the first installment vesting on 01/19/2011. Each remaining installment vests annually thereafter.
- F2Reflects 401(k) additions that have occurred since the reporting person's last ownership report
- F3The transaction date on the original filing should have been 11/13/2015 instead of 11/13/2014.
- F4Ownership share amounts and exercise price have been amended to reflect the recent 2-for-1 stock split in the form of a dividend.