SEC Form 4 · accession 0000927089-15-000239
SOUTHERN MISSOURI BANCORP, INC. · SMBC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David J Tooley
Director
Period of report
Apr 21, 2015
Accepted (ET)
Apr 22, 2015 · 4:03 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000916907
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Apr 21, 2015 | M | 6,000 | $11.175 | A | 40,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F2 | $11.175 | Apr 21, 2015 | M | 6,000 | D | Oct 18, 2014 | Oct 18, 2021 | Common Stock | 6,000 | 4,000 | D |
Explanation of responses
- F1On January 30, 2015, the common stock of Southern Missouri split 2-for-1, resulting in the reporting person's ownership of 17,000 additional shares.
- F2This option was previously reported as covering 5,000 shares at an exercise price of $22.35 per share, but was adjusted to reflect the stock split that occurred on January 30, 2015.