SEC Form 4 · accession 0000927089-15-000070
SOUTHERN MISSOURI BANCORP, INC. · SMBC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Dennis C Robison
Director
Period of report
Feb 3, 2015
Accepted (ET)
Feb 4, 2015 · 4:45 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000916907
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 3, 2015 | P | 29 | $19.48 | A | 2,580 | D | |
| Common Stock | Feb 3, 2015 | P | 655 | $19.489 | A | 9,089 | I | IRA |
| Common Stock | Feb 3, 2015 | P | 200 | $19.50 | A | 9,289 | I | IRA |
| Common Stock | Feb 3, 2015 | P | 100 | $19.495 | A | 9,389 | I | IRA |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F1 | $12.15 | holding | — | — | — | — | Nov 17, 2018 | Common Stock | 5,000 | 5,000 | D |
Explanation of responses
- F1The options become exercisable in 20% installments over a five-year period with the first installment vesting on 11/17/2009. Each remaining installment vests annually thereafter.