SEC Form 4 · accession 0001209191-15-045298
INTEGRYS HOLDING, INC. · TEG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jodi J Caro
Officer — VP - Genl Counsel & Secy
Period of report
May 19, 2015
Accepted (ET)
May 21, 2015 · 3:48 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000916863
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 19, 2015 | S | 2,115 | $72.31 | D | 4,736 | D | |
| Common StockF2 | holding | — | — | — | 2,266 | I | By Employee Stock Ownership Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Performance RightsF3 | $0.00 | holding | — | — | — | Jan 1, 2017 | Mar 15, 2017 | Common Stock | 5,952 | 5,952 | D |
| Performance RightsF3 | $0.00 | holding | — | — | — | Jan 1, 2016 | Mar 15, 2016 | Common Stock | 3,808 | 3,808 | D |
| Restricted Stock Units 2012F5,F4 | — | holding | — | — | — | Feb 9, 2013 | Feb 9, 2016 | Common Stock | 195 | 195 | D |
| Restricted Stock Units 2013F5,F4 | — | holding | — | — | — | Feb 14, 2014 | Feb 14, 2017 | Common Stock | 598 | 598 | D |
| Restricted Stock Units 2014F5,F4 | — | holding | — | — | — | Feb 13, 2015 | Feb 13, 2018 | Common Stock | 1,374 | 1,374 | D |
| Restricted Stock Units 2015F5,F4 | — | holding | — | — | — | Feb 12, 2016 | Feb 12, 2019 | Common Stock | 6,534 | 6,534 | D |
Explanation of responses
- F1Balance also reflects dividend reinvestment shares purchased on a quarterly basis.
- F2Balance reflects shares pertaining to the quarterly dividend and periodic earnings adjustments and share allocations under the Company's Employee Stock Ownership Plan.
- F3Performance stock rights represent the right to receive shares of common stock of the Company, in the event certain performance goals are satisfied. These goals are based on Company performance against an established industry benchmark, over a three year performance period. The final award of shares issued can be between 0% and 200% of the reported target award.
- F4Each restricted stock unit represent a contingent right to receive one share of Company common stock. The restricted stock units vest in four equal annual installments beginning on the exercisable date.
- F5Balance reflects the quarterly dividend paid on restricted stock units and reinvested in additional restricted stock units, under the Company's Omnibus Incentive Plans.