SEC Form 4 · accession 0001209191-15-036026
INTEGRYS HOLDING, INC. · TEG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark A Radtke
Officer — Exec VP Shd Srv & Chf Stg Ofc
Period of report
Apr 23, 2015
Accepted (ET)
Apr 24, 2015 · 3:33 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000916863
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Apr 23, 2015 | S | 1,000 | $74.00 | D | 19,419 | D | |
| Common Stock | Apr 24, 2015 | S | 1,285 | $74.00 | D | 18,134 | D | |
| Common StockF3 | holding | — | — | — | 7,252 | I | By Employee Stock Ownership Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Performance RightsF4 | $0.00 | holding | — | — | — | Jan 1, 2016 | Mar 15, 2016 | Common Stock | 7,107 | 7,107 | D |
| Performance RightsF4 | $0.00 | holding | — | — | — | Jan 1, 2017 | Mar 15, 2017 | Common Stock | 6,911 | 6,911 | D |
| Phantom Stock UnitF7,F5,F6 | — | holding | — | — | — | — | — | Common Stock | 29,524 | 29,524 | D |
| Restricted Stock Units 2012F9,F8 | — | holding | — | — | — | Feb 9, 2013 | Feb 9, 2016 | Common Stock | 591 | 591 | D |
| Restricted Stock Units 2013F9,F8 | — | holding | — | — | — | Feb 14, 2014 | Feb 14, 2017 | Common Stock | 1,118 | 1,118 | D |
| Restricted Stock Units 2014F9,F8 | — | holding | — | — | — | Feb 13, 2015 | Feb 13, 2018 | Common Stock | 1,596 | 1,596 | D |
| Restricted Stock Units 2015F9,F8 | — | holding | — | — | — | Feb 12, 2016 | Feb 12, 2019 | Common Stock | 7,130 | 7,130 | D |
Explanation of responses
- F1The transaction reported was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 24, 2015.
- F2Balance also reflects dividend reinvestment shares purchased on a quarterly basis.
- F3Balance reflects shares pertaining to the quarterly dividend and periodic earnings adjustments and share allocations under the Company's Employee Stock Ownership Plan.
- F4Performance stock rights represent the right to receive shares of common stock of the Company, in the event certain performance goals are satisfied. These goals are based on Company performance against an established industry benchmark, over a three year performance period. The final award of shares issued can be between 0% and 200% of the reported target award.
- F5These phantom stock units convert to common stock on a one-for-one basis.
- F6Upon retirement or termination of service, distribution of phantom stock units will commence in January of the year that is both (1) following the calendar year in which service terminates with the Company, and (2) at least six months following termination, or later if the participant selected a later date.
- F7Balance reflects the quarterly dividend paid on phantom stock units and reinvested in additional phantom stock units, under the Company's Deferred Compensation Plan.
- F8Each restricted stock unit represent a contingent right to receive one share of Company common stock. The restricted stock units vest in four equal annual installments beginning on the exercisable date.
- F9Balance reflects the quarterly dividend paid on restricted stock units and reinvested in additional restricted stock units, under the Company's Omnibus Incentive Plans.