SEC Form 4 · accession 0001209191-15-013445
INTEGRYS HOLDING, INC. · TEG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James F. Schott
Officer — Exec VP & CFO
Period of report
Feb 12, 2015
Accepted (ET)
Feb 13, 2015 · 3:45 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000916863
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | holding | — | — | — | 1,635 | D | ||
| Common Stock | holding | — | — | — | 3,081 | I | By Employee Stock Ownership Plan | |
| Common Stock | holding | — | — | — | 601 | I | By Spouse |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock Units 2015F1 | — | Feb 12, 2015 | A | 7,798 | A | Feb 12, 2016 | Feb 12, 2019 | Common Stock | 7,798 | 7,798 | D |
| Performance RightsF2 | $0.00 | holding | — | — | — | Jan 1, 2016 | Mar 15, 2016 | Common Stock | 5,818 | 5,818 | D |
| Performance RightsF2 | $0.00 | holding | — | — | — | Jan 1, 2017 | Mar 15, 2017 | Common Stock | 7,168 | 7,168 | D |
| Phantom Stock UnitF3,F4 | — | holding | — | — | — | — | — | Common Stock | 4,903 | 4,903 | D |
| Restricted Stock Units 2012F1 | — | holding | — | — | — | Feb 9, 2013 | Feb 9, 2016 | Common Stock | 230 | 230 | D |
| Restricted Stock Units 2013F1 | — | holding | — | — | — | Feb 14, 2014 | Feb 14, 2017 | Common Stock | 1,360 | 1,360 | D |
| Restricted Stock Units 2014F1 | — | holding | — | — | — | Feb 13, 2015 | Feb 13, 2018 | Common Stock | 2,188 | 2,188 | D |
Explanation of responses
- F1Each restricted stock unit represent a contingent right to receive one share of Company common stock. The restricted stock units vest in four equal annual installments beginning on the exercisable date.
- F2Performance stock rights represent the right to receive shares of common stock of the Company, in the event certain performance goals are satisfied. These goals are based on Company performance against an established industry benchmark, over a three year performance period. The final award of shares issued can be between 0% and 200% of the reported target award.
- F3These phantom stock units convert to common stock on a one-for-one basis.
- F4Upon retirement or termination of service, distribution of phantom stock units will commence in January of the year that is both (1) following the calendar year in which service terminates with the Company, and (2) at least six months following termination, or later if the participant selected a later date.